facebook twitter instagram linkedin google youtube vimeo tumblr yelp rss email podcast phone blog search brokercheck brokercheck Play Pause

Learn More about

Our Services and Fees

Portfolio Management fee is 1.5% annually or lower (depending on assets).
Service Levels can be a combination of assets under management and annual retainer fees.

Level 1

$300k minimum investment or $4,500 annual retainer

Retainer fee drops $1,500 per $100k invested.

Portfolio assistance and basic budgeting
  • Risk analysis on historical volatility and max drawdown. Employer plan investment selection.
  • Cost assessment (internal expense ratios etc.).
  • Tax efficiency on non-qualified accounts.
  • Asset allocation optimization.
  • Establish an emergency account.
  • Big purchase planning.
  • General Goal Based Planning
  • General estate planning.
  • General college planning and asset allocation.

Level 2

$500k minimum investment or $7,500 annual retainer

Retainer fee drops $1,500 per $100k invested

Level 1 Services Included
Portfolio assistance and basic budgeting
  • Risk analysis on historical volatility and max drawdown. Employer plan investment selection.
  • Cost assessment (internal expense ratios etc.).
  • Tax efficiency on non-qualified accounts.
  • Asset allocation optimization.
  • Establish an emergency account.
  • Big purchase planning.
  • General Goal Based Planning
  • General estate planning.
  • General college planning and asset allocation.
Tax and advanced financial planning
  • Comprehensive Financial Planning
  • Tax-loss harvesting identification on accounts.
  • Employee wage withholding and estimated payment Pro-forma. Employer plans comparison (traditional vs. Roth 401k).
  • Roth conversion analysis.
  • Retirement account eligibility analysis.
  • Tax-efficient charitable contribution assistance.
  • 1 Rental property ($2k per additional property).
  • Debt consolidation.
  • Mortgage repayment and refinancing assessment.
  • Insurance assessment (life, disability and long-term care)

Level 3

$750k + investment or $10,500 annual retainer

Retainer fee drops $1,500 per $100k invested

Level 1 Services Included
Portfolio assistance and basic budgeting
  • Risk analysis on historical volatility and max drawdown. Employer plan investment selection.
  • Cost assessment (internal expense ratios etc.).
  • Tax efficiency on non-qualified accounts.
  • Asset allocation optimization.
  • Establish an emergency account.
  • Big purchase planning.
  • General estate planning.
  • General college planning and asset allocation.
Level 2 Services Included
Tax and advanced financial planning
  • Comprehensive Financial Planning
  • Tax-loss harvesting identification on accounts.
  • Employee wage withholding and estimated payment Pro-forma. Employer plans comparison (traditional vs. Roth 401k).
  • Roth conversion analysis.
  • Retirement account eligibility analysis.
  • Tax-efficient charitable contribution assistance.
  • 1 Rental property ($2k per additional property).
  • Debt consolidation.
  • Mortgage repayment and refinancing assessment.
  • Insurance assessment (life, disability and long-term care)
Executive compensation tax and financial planning guidance
  • Employee stock option (ESO).
  • Restricted stock units (RSU).
  • Deferred compensation.
  • Employer equity purchase and divesting.
  • Estate review and tax planning.
  • Buy/sell tax planning.


See how we compare against industry average.